LPL financial, Money Laundering

LPL to Pay $18 Million to Resolve Anti-Money-Laundering Allegations
The Securities and Exchange Commission alleges that LPL didn’t adhere to an organized process for addressing restrictions on accounts that failed its customer identification program.
Cash App Owner to Pay $80 Million Over Alleged Anti-Money-Laundering Deficiencies
Block has agreed to pay $80 million in a settlement with dozens of state regulators over alleged problems with its program to counter money laundering.
LPL Financial Hit with Anti-Money Laundering Violations
As part of a flurry of moves in the last days of the Biden administration, the Securities and Exchange Commission announced charges against broker/dealer and investment advisor LPL Financial for multiple failures related to its anti-money laundering program.
LPL Financial to Pay $18M Fine for Anti-Money Laundering Failures
LPL Financial Holdings has agreed to pay an $18 million fine and to improve its anti-money laundering program to settle charges from the U.S. securities watchdog.
BitMEX fined $100 million by US judge for anti-money laundering violations
The cryptocurrency exchange BitMEX has been fined $100 million for deliberately ignoring U.S. anti-money laundering laws in order to boost revenue, the U.S. Department of Justice said on Wednesday. BitMEX,
US Says BitMEX Fined $100 Million for Violating Bank Secrecy Act
The cryptocurrency exchange BitMEX has been fined $100 million for violating the federal Bank Secrecy Act by failing to adequately police money laundering, the U.S. Department of Justice said on Wednesday.
Crypto Exchange BitMEX Fined $100 Million for Anti-Money-Laundering Failures
Federal prosecutors said BitMEX flouted the rules while doing business with U.S. customers.
Block to pay $80M for violating Bank Secrecy Act, anti-money laundering laws
In a coordinated enforcement action by 48 state financial regulators, Block will pay an $80M fine and undertake corrective action for
US Court Slaps BitMEX With $100 Million Fine for AML Failures
BitMEX was fined $100 million for violating the U.S. Bank Secrecy Act from 2015 to 2020. The Justice Department originally sought a $417 million penalty.
Moscow-Born Former Trump Associate Felix Sater Granted New Money-Laundering Trial
Felix Sater, the controversial real estate operative who was once part of President-elect Donald Trump’s inner circle, won ...
Payroll Startup Deel Accused of Enabling Money Laundering
The startup, recently valued at $12 billion, says it hasn’t broken any laws. Alex Bouaziz Co-founder and CEO of Deel and Shuo ...
Vicksburg man sentenced for fraud, money laundering
A Vicksburg man was sentenced to 32 years in prison on multiple charges. Laron Evans was sentenced for conspiring to commit ...
No one objected to Mayfair cash deliveries, James Stunt tells money laundering trial
Socialite James Stunt has told his money laundering trial that he would have stopped large cash deliveries from taking place at his offices in London’s Mayfair “if anyone had raised an objection”.
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ED Unravels Rs 300 Crore Money Laundering Case in Karnataka
The Enforcement Directorate has seized 142 properties valued at Rs 300 crore in the Mysuru Urban Development Authority (MUDA) ...
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Torres Jewellery Scam: Hawala Operator Alpesh Khara Arrested For ₹200 Crore Money Laundering
Mumbai: In a significant development in the multi-crore Torres scam, the fourth arrest has been made. The accused, identified ...
Philippines Seeks Money Laundering Charges Against Ex-Mayor
Philippine prosecutors are seeking money laundering charges against a former town mayor over her alleged involvement in an ...
Socialite tells money laundering trial he never agreed to ‘criminal enterprise’
James Stunt, the former son-in-law of F1 tycoon Bernie Ecclestone, is one of five men on trial over an alleged ...
Latin Times on MSN21h
Fugitive Former Director of Mexican Soccer Team Accused of Money Laundering Finally Arrested After 3 Years on the Run
In an operation conducted by members of Mexico's Attorney General's Office (FGJ) and the Criminal Investigation Agency (AIC), ...